-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfUxhSxeA1mpxtF5t7/DOOQCTtpgImz9f2k6pB5m49u7nXIRuJnYBKzIiVcoY7Il X9T34qa0okB7isfenGpVqQ== 0001193125-08-025206.txt : 20080211 0001193125-08-025206.hdr.sgml : 20080211 20080211103518 ACCESSION NUMBER: 0001193125-08-025206 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 GROUP MEMBERS: SF FINANCE (BVI) COMPANY LIMITED GROUP MEMBERS: SHANGHAI INDUSTRIAL FINANCIAL (HOLDINGS) COMPANY LIMITED GROUP MEMBERS: SHANGHAI INDUSTRIAL FINANCIAL HOLDINGS LIMITED GROUP MEMBERS: SHANGHAI INDUSTRIAL HOLDINGS LIMITED GROUP MEMBERS: SHANGHAI INDUSTRIAL INVESTMENT (HOLDINGS) COMPANY LIMITED GROUP MEMBERS: SHANGHAI INDUSTRIAL INVESTMENT TREASURY COMPANY LIMITED GROUP MEMBERS: SHANGHAI INVESTMENT HOLDINGS LIMITED GROUP MEMBERS: SIHL TREASURY LIMITED GROUP MEMBERS: SIIC ASSET MANAGEMENT COMPANY LIMITED GROUP MEMBERS: SIIC CAPITAL (B.V.I.) LIMITED GROUP MEMBERS: SIIC CM DEVELOPMENT FUNDS LIMITED GROUP MEMBERS: SIIC CM DEVELOPMENT LIMITED GROUP MEMBERS: SIIC FINANCE COMPANY LIMITED GROUP MEMBERS: SIIC TREASURY (B.V.I.) LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP CENTRAL INDEX KEY: 0001267482 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80345 FILM NUMBER: 08591549 BUSINESS ADDRESS: STREET 1: 18 ZHANG JIANG ROAD STREET 2: PUDONG AREA CITY: SHANGHAI STATE: F4 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: S.I. Technology Production Holdings LTD CENTRAL INDEX KEY: 0001314563 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 26TH FLOOR, HARCOURT HOUSE STREET 2: 39 GLOUCESTER ROAD CITY: HONG KONG STATE: K3 ZIP: - BUSINESS PHONE: 852-2821-3909 MAIL ADDRESS: STREET 1: 26TH FLOOR, HARCOURT HOUSE STREET 2: 39 GLOUCESTER ROAD CITY: HONG KONG STATE: K3 ZIP: - SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 1 Schedule 13D Amendment No. 1
CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 1 of 22 Pages

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-101)

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and

Amendments Thereto Filed Pursuant to Rule 13d-2(a)

 

 

 

SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION

(Name of Issuer)

 

 

Ordinary Shares, Par Value $0.0004 per share

(Title of Class of Securities)

 

 

81663 N206

(CUSIP Number)

 

 

Roger L.C. Leung

Shanghai Industrial Holdings Limited

26th Floor, Harcourt House

39 Gloucester Road

Hong Kong

Tel No. (852) 2529-5652

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

January 14, 2008

(Dates of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  ¨

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 2 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            S.I. Technology Production Holdings Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                1,814,991,340

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                1,814,991,340

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 3 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIHL Treasury Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 4 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC Treasury (B.V.I.) Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 5 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            Shanghai Industrial Holdings Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                1,814,991,340

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                1,814,991,340

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 6 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            Shanghai Investment Holdings Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                1,814,991,340

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                1,814,991,340

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 7 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC Capital (B.V.I.) Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                1,814,991,340

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                1,814,991,340

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 8 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

Shanghai Industrial Investment Treasury Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                1,814,991,340

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                1,814,991,340

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 9 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC CM Development Funds Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 10 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC CM Development Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   

 


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 11 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC Asset Management Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 12 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SIIC Finance Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 13 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            SF Finance (BVI) Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            British Virgin Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 14 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

Shanghai Industrial Financial (Holdings) Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 15 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

            Shanghai Industrial Financial Holdings Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Cayman Islands

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                0

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            0%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 16 of 22 Pages

 

  1.  

Name of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only).

 

Shanghai Industrial Investment (Holdings) Company Limited – No I.R.S. Identification Number

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            Not Applicable

   
  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            Hong Kong

   

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  7.    Sole Voting Power

 

                0

 

  8.    Shared Voting Power

 

                1,814,991,340

 

  9.    Sole Dispositive Power

 

                0

 

10.    Shared Dispositive Power

 

                1,814,991,340

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,814,991,340

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ¨
13.  

Percent of Class Represented by Amount in Row (11)

 

            9.8%

   
14.  

Type of Reporting Person

 

            CO

   


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 17 of 22 Pages

 

This Amendment No. 1 amends a Statement on Schedule 13D filed on February 16, 2007 on behalf of the reporting persons named therein with the United States Securities and Exchange Commission (the “Schedule 13D”). This Amendment No. 1 is being filed to reflect the sale of an aggregate of 992,150,468 Ordinary Shares in the Issuer by SIHL Treasury Limited, SIIC Treasury (B.V.I.) Limited, SIIC CM Development Funds Limited and SIIC Asset Management Company Limited in a series of transactions from February 16, 2007 to January 14, 2008. As of the date of this Amendment No. 1, none of the foregoing companies beneficially owned any shares in the Issuer. SIHL Treasury Limited, SIIC Treasury (B.V.I.) Limited, SIIC CM Development Funds Limited and SIIC Asset Management Company Limited and their respective direct and indirect parent companies, namely, SIIC CM Development Limited, SIIC Finance Company Limited, SF Finance (BVI) Company Limited, Shanghai Industrial Financial (Holdings) Limited), and Shanghai Industrial Financial Holdings Limited disclaim beneficial ownership of the shares beneficially owned by the reporting persons named below and disclaim membership of a group with such reporting persons. Item 5 has been amended accordingly.

The Schedule 13D is hereby amended as follows:

 

Item 5. Interest in Securities of the Issuer

(a) As of the date of this Amendment No. 1, S.I. Technology Production Holdings Limited directly beneficially owned 1,814,991,340 Ordinary Shares, which represents approximately 9.8% of the Issuer’s outstanding capital stock, based on 18,558,919,712 Ordinary Shares outstanding as of December 31, 2007. Such Ordinary Shares may also be deemed to be beneficially owned by the direct or indirect parent companies of S.I. Technology Production Holdings Limited, namely, Shanghai Industrial Holdings Limited, Shanghai Investment Holdings Limited, SIIC Capital (B.V.I.) Limited, Shanghai Industrial Investment Treasury Company Limited and Shanghai Industrial Investment (Holdings) Company Limited (collectively, the “Reporting Persons”).

(b) The Reporting Persons have shared voting power to vote or direct the vote, and dispose or direct the disposition of, all the Ordinary Shares.

(c) Attached as Schedule 1 hereto, which Schedule is incorporated herein by reference, is the list of transactions in the Ordinary Shares effected by the above-named sellers during the 60 days prior to the date of this Amendment No. 1.


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 18 of 22 Pages

 

SIGNATURE

After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2008
S.I. Technology Production Holdings Limited                        

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIHL Treasury Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIIC Treasury (B.V.I.) Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
Shanghai Industrial Holdings Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 19 of 22 Pages

 

 

Shanghai Investment Holdings Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIIC Capital (B.V.I.) Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
Shanghai Industrial Investment Treasury Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIIC CM Development Funds Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 20 of 22 Pages

 

 

SIIC CM Development Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIIC Asset Management Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SIIC Finance Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
SF Finance (BVI) Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
Shanghai Industrial Financial (Holdings) Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 21 of 22 Pages

 

 

Shanghai Industrial Financial Holdings Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory
Shanghai Industrial Investment (Holdings) Company Limited

By:

 

/s/ Roger L.C. Leung

  Authorized Signatory


CUSIP No. 81663 N206   SCHEDULE 13D/A   Page 22 of 22 Pages

 

Schedule 1

Transactions in the Ordinary Shares of the Issuer during the 60 days prior to the date of this Amendment No. 1

SIIC TREASURY (B.V.I.) LIMITED

 

Date of Transaction

(MM/DD/YYYY)

   Buy/Sell   

Number of Shares

Purchased/Sold

  

Nature of Purchase/Sale

  

Average Price Per Share in
Hong Kong dollars (HK$)

12/21/2007

   Buy    50,000,000    Open Market    0.7400

01/03/2008

   Sell    13,690,000    Open Market    0.7900

01/04/2008

   Sell    5,000,000    Open Market    0.7900

01/07/2008

   Sell    8,000,000    Open Market    0.7700

01/08/2008

   Sell    3,000,000    Open Market    0.7800

01/10/2008

   Sell    5,000,000    Open Market    0.7780

01/11/2008

   Sell    5,000,000    Open Market    0.7700

01/14/2008

   Sell    10,310,000    Open Market    0.7551
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